Regulation

Hong Kong’s Securities and Futures Commission (SFC) said on Tuesday is has established a Fintech Contact Poin and an Advisory Group to encourage financial technology companies to engage ...

Hong Kong’s regulator, the Securities and Futures Commission (SFC) has reprimanded and fined $4 million the subsidiary of Yuanta Financial Holdings Co Ltd (TPE:2885) – Yuanta Securities (Hong ...

The Cypriot financial regulatory authority, the Cyprus Securities and Exchange Commission (CySEC), has granted license to Spot Trading S.T. Ltd. for investment and ancillary services, according to data ...

Russia’s financial regulator, Bank of Russia, announced it has set up a working group whose main task is to analyze the technological innovations on the financial markets and ...

The Dubai Financial Market (DFM) said on Friday it has accredited equities brokerage Integrated Securities as a provider of direct market access (DMA) for global brokers. With Integrated ...

Banc de Binary, a binary options broker recently targeted by the financial watchdogs of many countries, has reached an agreement with the US Securities and Exchange Commission (SEC) and the ...

The US Commodity Futures Trading Commission (CFTC) has charged binary options broker Vision Financial Partners and its founder Neil Pecker for unlawfully obtaining about $3 million from their ...

New Zealand’s business ministry issued on Wednesday a notice about the removal of 125 institutions and individuals providing financial services from the Financial Service Providers Register (FSPR) of ...

The capital markets regulatory bodies across Canada have imposed orders for the collection of more than $254 million in 2015 from fraudulent financial service providers, according to a ...

Australia’s regulator, the Australian Securities & Investment Commission (ASIC) has temporarily suspended the Australian financial services (AFS) license of the forex trading education site and forex dealer Traders4Traders. According ...