FINRA

The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), joined a long list of authorities that warn about the high risks of binary options. The SRO ...

The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said it has proposed to the US Securities and Exchange Commission (SEC) the introduction of streamlining competency ...

Market participants in the securities industry are contemplating various applications of Distributed Ledger Technology (DLT), aka Blockchain technology, but its adoption can cause several potential implications, according to ...

The US crowdfunding platform uFundingPortal’s website has gone offline and has disappeared from the approved list of the US self-regulatory organization Financial Industry Regulatory Authority (FINRA), reports Crowdfund Insider. ...

The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said on Thursday it has filed a rule proposal with the US Securities and Exchange Commission (SEC) ...

The US securities authority, the Financial Industry Regulatory Authority (FINRA) said on Thursday it has imposed a fine in the amount of $900,000 to securities brokerage E-Trade Securities ...