SEC

SEC

All News Cryptocurrencies Regulation
The US Securities and Exchange Commission (SEC) has charged Jon Montroll, also known as Ukyo, founder of the now defunct cryptocurrency platforms BitFunder and WeExchange with fraud and ...
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All News Binary Brokers Featured News
Israel-based binary options and forex broker EZTD Inc. has attracted another investor, from which it has received $3 million with which to fight its financial issues, according to ...
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All News Forex Brokers Regulation
The US Securities and Exchange Commission (SEC) said on Tuesday it has imposed fines to financial service corporations Morgan Stanley Smith Barney and Citigroup Global Markets in the ...
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All News Binary Brokers Regulation
Israel-based binary options and forex broker EZTD Inc. has filed with the US Securities and Exchange Commission (SEC) a Standby Equity Distribution Agreement it has signed with YA ...
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All News Regulation Trading Platforms
Nasdaq, the world’s second largest stock exchange, has proposed the introduction of a new order attribute that will act as a “speed bump” for high frequency traders and ...
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All News Binary Brokers Featured News Regulation
The US Securities and Exchange Commission (SEC) said on Thursday it has charged Israel-based binary options and forex broker EZTD Inc. with misleading investors and has ordered it ...
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All News Crowdfunding Regulation
The US crowdfunding platform uFundingPortal’s website has gone offline and has disappeared from the approved list of the US self-regulatory organization Financial Industry Regulatory Authority (FINRA), reports Crowdfund Insider. ...
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All News Regulation
US Securities and Exchange Commission (SEC) said on Wednesday it obtained judgments and orders totaling more than $4 billion in disgorgement and penalties for the fiscal year (FY), ...
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All News Regulation
The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said on Thursday it has filed a rule proposal with the US Securities and Exchange Commission (SEC) ...
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All News Forex Brokers Regulation
Multi-asset brokerage E-Trade Financial Corp. (NASDAQ:ETFC), operating under the E-Trade brand, filed on Monday a prospectus supplement with the Securities and Exchange Commission (SEC) relating to the offering ...
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