securities

securities

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The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said it has proposed to the US Securities and Exchange Commission (SEC) the introduction of streamlining competency ...
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The Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, said on Thursday it has made final amendments to the national rules for ...
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Forex and contracts for difference (CFDs) brokerage Blackwell Global has obtained a double license from the Security and Futures Commission (SFC) of Hong Kong to offer securities and ...
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US Securities and Exchange Commission (SEC) said on Wednesday it obtained judgments and orders totaling more than $4 billion in disgorgement and penalties for the fiscal year (FY), ...
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US forex giant Forex Capital Markets (FXCM) intends to issue additional securities worth combined $125 million, according to a preliminary prospectus filed with the US Securities and Exchange ...
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Despite an increase in the number of clients, about one-third of the companies in the Russian professional securities market were in the red in the first quarter of ...
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The number of margin trading accounts in Japan in the end of this March was 1.27 million, up 5% from last September, show the results of a survey ...
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Japan’s GMO Click Holdings (TYO:7177), parent company of GMO Click Securities, the world’s largest forex broker in terms of March retail trading volumes, announced it has signed an ...
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SBI Securities, a subsidiary of Japan’s SBI Holdings (TYO:8473), reported record high consolidated financial results for the financial year that ended on March 31, 2016. ...
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Rakuten Securities, the Japanese multi-asset broker, announced it has signed a joint venture contract with Malaysia’s Kenanga Investment Bank Berhad (MYX:6483) to set up the first pure online ...
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