securities

The Financial Industry Regulatory Authority (FINRA), a US self-regulatory organization (SRO), said it has proposed to the US Securities and Exchange Commission (SEC) the introduction of streamlining competency ...

The Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, said on Thursday it has made final amendments to the national rules for ...

Forex and contracts for difference (CFDs) brokerage Blackwell Global has obtained a double license from the Security and Futures Commission (SFC) of Hong Kong to offer securities and ...

US Securities and Exchange Commission (SEC) said on Wednesday it obtained judgments and orders totaling more than $4 billion in disgorgement and penalties for the fiscal year (FY), ...

US forex giant Forex Capital Markets (FXCM) intends to issue additional securities worth combined $125 million, according to a preliminary prospectus filed with the US Securities and Exchange ...

Despite an increase in the number of clients, about one-third of the companies in the Russian professional securities market were in the red in the first quarter of ...

The number of margin trading accounts in Japan in the end of this March was 1.27 million, up 5% from last September, show the results of a survey ...

Japan’s GMO Click Holdings (TYO:7177), parent company of GMO Click Securities, the world’s largest forex broker in terms of March retail trading volumes, announced it has signed an ...

SBI Securities, a subsidiary of Japan’s SBI Holdings (TYO:8473), reported record high consolidated financial results for the financial year that ended on March 31, 2016. ...

Rakuten Securities, the Japanese multi-asset broker, announced it has signed a joint venture contract with Malaysia’s Kenanga Investment Bank Berhad (MYX:6483) to set up the first pure online ...