The European Securities and Markets Authority (ESMA) issued on Friday a document concerning the passporting and cross-border provision of risky financial services to retail clients within the EU, ...
The European Securities and Markets Authority (ESMA) said on Friday the number of financial consumer complaints filed in the first half of 2016 with European National Competent Authorities ...
Saxo Bank, a Danish bank specialized in providing online trading services, has decided to close down its Cyprus-based branch, online finance media Finance Magnates reported on Wednesday, citing ...
International Organization of Securities Commissions (IOSCO) said it is concerned that some firms for non-centrally cleared derivatives may not be able to fully comply on time with the ...
The Cyprus Securities and Exchange Commission (CySEC) has set new standards to assist Cyprus Investment Firms (CIFs) for the assessment of knowledge and competence of employees who provide ...
Cyprus Investment Firms (CIFs) licensed by the Cyprus Securities and Exchange Commission (CySEC) will be required to submit detailed transaction reports to meet the new requirements set by ...
The European Commission should develop better clarification strategies on the margin requirements for credit, market, and counterparty credit risk between the Capital Requirements Regulation (CRR) and the European ...
The European Securities and Markets Authority (ESMA) seeks to exclude mutual funds and alternative investment firms (AIFs) from the scope of the Markets in Financial Instruments Regulation (MiFIR) ...
European financial regulators’ supervision of execution requirements under the Markets in Financial Instruments Directive (MiFID), the European Securities and Markets Authority (ESMA) said in its latest report on ...
The European Securities and Markets Authority (ESMA) has issued a set of guidelines concerning transaction reporting, order record keeping and clock synchronisation for investment firms, trading venues, approved ...
